Sharon has experience in all aspects of the broker-dealer and investment management industries, including providing legal advice on underwriting, distribution, compensation arguments, fund formation, and more.

She spent more than seven years as a trial counsel in the Enforcement Division of the New York Stock Exchange before moving on to the Marketing Surveillance Division where she served as Senior Counsel and Director of Special Investigations, with an emphasis on insider trading and market manipulation.

She also served as General Counsel and Chief Compliance Officer for Libertas Partners LLC, a boutique fixed income trading and research broker-dealer, as well as various roles within US Trust.

Sharon is a graduate of Columbia University School of Law and Yale University. She holds a bar license in New York.